Compliance & Regulation
The process of conducting risk assessments is crucial for compliance officers but can be challenging due to the dynamic nature […]
The integration of rapidly advancing AI technologies into financial institutions poses both opportunities and challenges amid unclear regulatory frameworks, according […]
Anonymous reporting is fundamental for fostering a culture of ethics and compliance in the workplace. Despite efforts to promote named […]
Risk management is more than simply mitigating threats. These functions are now pivotal in identifying opportunities and shaping strategic directions. […]
California’s Senate Bill SB 848 was signed into law on October 10, 2023, and has been effective as of January […]
Financial crime monitoring regulations are evolving rapidly worldwide, necessitating a proactive response from companies to mitigate risks effectively. Here are […]
The COVID-19 pandemic reshaped the work landscape, ushering in a lasting era of remote and hybrid work. While this flexibility […]
A truly effective compliance program must possess a well-functioning and adequately funded mechanism for timely and thorough investigations into any […]
New Jersey Governor Phil Murphy signed Senate Bill 322 into law on January 16, 2024. This made the state the […]
With increased Securities and Exchange Commission (SEC) regulations, more cyber threats, and evolving technological exposures, all organizations must prioritize understanding […]
Get our free daily newsletter
Subscribe for the latest news and business legal developments.
