Compliance & Regulation
The Committee on Foreign Investment in the United States (CFIUS) has updated its Enforcement and Penalty Guidelines, indicating a stronger […]
The importance of compliance programs in upholding legal and ethical standards within organizations cannot be overstated. However, many of these […]
The process of conducting risk assessments is crucial for compliance officers but can be challenging due to the dynamic nature […]
The integration of rapidly advancing AI technologies into financial institutions poses both opportunities and challenges amid unclear regulatory frameworks, according […]
Anonymous reporting is fundamental for fostering a culture of ethics and compliance in the workplace. Despite efforts to promote named […]
Risk management is more than simply mitigating threats. These functions are now pivotal in identifying opportunities and shaping strategic directions. […]
California’s Senate Bill SB 848 was signed into law on October 10, 2023, and has been effective as of January […]
Financial crime monitoring regulations are evolving rapidly worldwide, necessitating a proactive response from companies to mitigate risks effectively. Here are […]
The COVID-19 pandemic reshaped the work landscape, ushering in a lasting era of remote and hybrid work. While this flexibility […]
A truly effective compliance program must possess a well-functioning and adequately funded mechanism for timely and thorough investigations into any […]
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