Compliance & Regulation

Understanding Rule 506(c)

Understanding Rule 506(c)

Understanding Rule 506(c) is essential for issuers navigating private securities offerings. Learn more about the requirements for verifying accredited investors.

FTC’s Ban on Non-Compete Agreements Has Far-Reaching Impact

FTC’s Ban on Noncompete Agreements Has Far-Reaching Impact

The FTC rule not only bans most employers from requiring noncompete agreements but also invalidates existing noncompete agreements for non-executive employees.

Key Cannabis Risk Categories to Address Before DEA Rescheduling

Key Cannabis Risk Categories to Address Before DEA Rescheduling

As marijuana rescheduling approaches, understanding cannabis risk categories can position businesses for high-value investments in the industry.

Navigating the Consumer Financial Protection Bureau's Buy Now, Pay Later Rule

Navigating the Consumer Financial Protection Bureau’s Buy Now, Pay Later Rule

Explore the implications of this regulatory shift and its impact on the burgeoning Buy Now, Pay Later industry.

Strengthening Third-Party Risk Management: Preparing for FCPA Inquiries

Strengthening Third-Party Risk Management: Preparing for FCPA Inquiries

Read why third-party risk management is more crucial for compliance officers as the SEC intensifies its scrutiny of tech companies’ business practices.

Risks And Regulations With Greenwashing

Risks And Regulations With Greenwashing

As companies increasingly tout their eco-friendly credentials, read why navigating the landscape of risks and regulations with greenwashing requires a keen understanding.

Regulatory Compliance, Risk Management, And AI

Regulatory Compliance, Risk Management, And AI

Explore the continually changing intersection of regulatory compliance, risk management, and AI, and how it’s impacting the future of industries worldwide.

Trust And Transparency in Risk Management

Trust And Transparency in Risk Management

Learn how fostering trust and transparency in risk management transforms organizational resilience in the face of insider threats.

California's S.B. 478: Complying with the New Honest Pricing Law

California’s S.B. 478: Complying with the New Honest Pricing Law

Learn key compliance details before California’s Honest Pricing Law takes effect on July 1, 2024, to ensure advertising practices meet the new standards.

Rethinking Internal Audit Reports: Streamlining Communication for Greater Impact

Rethinking Internal Audit Reports: Streamlining Communication for Greater Impact

Are internal audit reports necessary or an outdated practice that wastes valuable resources? Read more about efficient, impactful communication methods.

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