Risk Management

The Hidden Pitfalls of Remote Work for Risk and Compliance Officers

The Hidden Pitfalls of Remote Work for Risk and Compliance Officers

The COVID-19 pandemic reshaped the work landscape, ushering in a lasting era of remote and hybrid work. While this flexibility […]

New York State Assembly Introduces Legislation Empowering Employees to Sue Over Abusive Work Environments

New York State Assembly Introduces Legislation Empowering Employees to Sue Over Abusive Work Environments

A new bill, A.B. 8906, has been introduced in the New York State Assembly with the aim of granting more […]

Enhancing Compliance: Investigating Misconduct and Root Cause Analysis

Enhancing Compliance: Investigating Misconduct and Root Cause Analysis

A truly effective compliance program must possess a well-functioning and adequately funded mechanism for timely and thorough investigations into any […]

New Jersey Enacts Comprehensive Consumer Data Privacy Law

New Jersey Enacts Comprehensive Consumer Data Privacy Law

New Jersey Governor Phil Murphy signed Senate Bill 322 into law on January 16, 2024. This made the state the […]

cyber risk ratings

Prioritizing Cyber Risk Ratings in the Wake of SEC Regulations and Evolving Threats

With increased Securities and Exchange Commission (SEC) regulations, more cyber threats, and evolving technological exposures, all organizations must prioritize understanding […]

Strategic Risk Assessment and Compliance Management

The process of risk assessment and management in the context of compliance and business quality is crucial for organizations, according […]

The Risks of Unsanctioned AI Use and Strategies for Responsible Governance

The Risks of Unsanctioned AI Use and Strategies for Responsible Governance

According to an article in Risk Management Magazine, organizations are facing a growing challenge with the rise of unsanctioned artificial […]

Industry leaders share practical strategies and quick wins for increased effectiveness and maturity.

Small Businesses Strategies to Enhance Governance, Risk, and Compliance Programs

Leaders in Governance, Risk, and Compliance (GRC) suggest that smaller organizations, despite resource constraints, have opportunities to efficiently enhance their […]

The Role of Compliance and Internal Audit Teams for Mitigating AI Risk

The Role of Compliance and Internal Audit Teams for Mitigating AI Risk

In the past year, compliance officers anticipated increased regulations for artificial intelligence (AI) use in corporate organizations. However, while expectations […]

FINRA's 2024 Regulatory Oversight Report: Key Insights for Member Firms

FINRA’s 2024 Regulatory Oversight Report: Key Insights for Member Firms

FINRA (Financial Industry Regulatory Authority) has released its 2024 Annual Regulatory Oversight Report, spanning 90 pages and focusing on key […]

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