Risk Management

DOJ and SEC Implement Data-Driven Initiative To Counter Inside Trading

On March 1 an executive of a publicly traded company was charged with insider trading violations pursuant to 10b5-1 trading […]

About 1/4 Of Cyber-Insurance Claims Excluded

Nathaniel Cole, writing in Network Assured, highlights statistics that illustrate the state of the cybersecurity insurance market, among them: In […]

Group Captives For Small and Medium-Sized Companies

An article by Barney Dixon in Captive Insurance Times looks at the option of group captives. Big companies that can […]

Threat Of Violence Rampant In Healthcare, And OSHA May Step In

Violence directed against healthcare workers, already alarming before the COVID pandemic, has gotten worse. A post from law firm Ogletree Deakins says […]

Gathering “NIMBY” Storm Over Renewable Energy Siting

The siting of renewable energy infrastructure (mainly wind turbines and solar arrays) is becoming an increasingly contentious issue in the […]

Gen Z In the Workforce Led To Title VII Claims

In February 2023, BarkerGilmore interviewed 25 Chief Compliance Officers in various industries to learn about the challenges they’re facing. Their […]

Trending Cybersecurity Threats and Responses

The era of individual hackers is over. Now the dominant threat comes from sophisticated organizations that use tools like AI […]

Directors and Officers Personally Accountable Under DOJ’s New Policy

A recent plea agreement between the DOJ and Danske Bank, a global financial institution, contains provisions that tie executive compensation […]

SEC Hardball In Recent Video Game Enforcement Action

A Securities and Exchange Commission enforcement action against behemoth gaming company Activision is based on an expansive reading of at […]

Cybersecurity and Company Valuation

Ankur Sheth writes about how cybersecurity risk impacts private equity in a deal cycle. Risk managers, especially those at companies […]

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